Oxford Business Law Blog

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The Impact of Mandatory Closed Periods on Corporate Insider Trading

31 January 2025

The duty to publicly disclose inside information under the EU Listing Act

25 April 2024

Arnoud Pijls

The Inside Information Regime of the MAR and the Rise of the ESG Era

In our recent paper, we explore the potential impact of ESG-related information and of the increase in ESG-compliant investments on the prohibition on insider dealing and the obligation to...

17 November 2020

Peter O. Mülbert

Alexander Sajnovits

Muddying the Waters of Market Manipulation in the EU

Since July 2016 it has been an open question whether the Market Abuse Regulation No. 596/2014 (MAR) creates horizontal direct effect such that market participants have a private...

2 July 2020

Anna Christie

J S Liptrap

EFTA Court rules on market manipulation after MAD – emphasis on effect-doctrine

The Court of Justice of the European Free Trade Association States (the ‘EFTA Court’), the Court of Justice of the European Union’s distant cousin for the ...

28 February 2020

Jesper Lau Hansen

Dealing with Corporate Scandal under European Market Abuse Law: The Case of VW

For many years, the continuous disclosure of material information by issuers has been an especially contested topic in financial regulation. The ongoing €9 billion shareholder litigation in the...

26 February 2019

Mario Hössl-Neumann

Andreas Baumgartner

Preserving Capital Markets Efficiency in the High-Frequency Trading Era

Due to technological innovation and automation, trading on equity markets has changed dramatically during the past twenty years. Algorithmic and High-Frequency Trading (HFT) have come to equally characterize U.S. and...

1 March 2018

Giovanni Strampelli

Gaia Balp

Market Abuse Rules in the Era of Financial Innovation: A Recent Book on the European Legislative Framework

On July 3, 2016 the entire text of Regulation (EU) no. 596/2014 (‘Market Abuse Regulation’: see here and here) has become fully applicable in the European...

15 February 2018

Marco Ventoruzzo

Chiara Picciau

No Leniency shown to first AIM Issuer fined by the FCA under the Market Abuse Regulation

SummaryThe Financial Conduct Authority (FCA) has brought its first enforcement action under the EU Market Abuse Regulation (MAR), which has had direct effect in the UK since 3 July 2016....

10 January 2018

Baker McKenzie

MAR: A Balanced Approach to the Market Sounding Regime’s Applicability in Capital Markets Transactions

Few aspects of the Market Abuse Regulation (‘MAR’) have generated as much angst and uncertainty among market participants planning capital markets transactions as the market sounding provisions of Article 11....

27 July 2017

Cleary Gottlieb Steen & Hamilton

The Impact of Mandatory Closed Periods on Corporate Insider Trading

The duty to publicly disclose inside information under the EU Listing Act

The Inside Information Regime of the MAR and the Rise of the ESG Era

Muddying the Waters of Market Manipulation in the EU

EFTA Court rules on market manipulation after MAD – emphasis on effect-doctrine

Dealing with Corporate Scandal under European Market Abuse Law: The Case of VW

Preserving Capital Markets Efficiency in the High-Frequency Trading Era

Market Abuse Rules in the Era of Financial Innovation: A Recent Book on the European Legislative Framework

No Leniency shown to first AIM Issuer fined by the FCA under the Market Abuse Regulation

MAR: A Balanced Approach to the Market Sounding Regime’s Applicability in Capital Markets Transactions

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