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The Use of Public Warning Notices By the Australian Securities and Investments Commission – Should the Law Be Reformed?

26 September 2024

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For Regulators, It’s All About Timing

17 November 2023

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Adriana Z. Robertson

On the Pitfalls of Performance Standards

Performance standards have long been heralded as a superior approach to regulating business activity. Such standards impose legal obligations to avoid or achieve specified outcomes, but then leave it to...

26 October 2017

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Cary Coglianese

The HR Challenge of FinTech for Financial Regulators

At least since securities regulation became the business of (federal) supervisory agencies, their professional staff has been predominantly composed of lawyers. Attracting the best ones has always been a problem,...

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How EU Financial Regulators Think in Time of Brexit

In a recent article, we have advanced a socio-psychological perspective to approach financial regulation in the European Union. The key question animating our research is ‘how do financial...

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Giuliano G. Castellano

Geneviève Helleringer

Regulators as Validators

This post was originally published on promarket.org – the blog of the Stigler Center at the University of Chicago Booth School of Business.What deters corporate misbehavior? Two...

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